Risk and Regulatory Assurance team sits within our Assurance - Financial Services Organisation and is a fast growing and developing group globally and in Hong Kong. It offers you a dynamic and continuously changing portfolio as we respond to, and foresee client needs on an ongoing basis.
Within EY's Assurance service line, our professionals provide:
Services relating to SFC/HKMA Inspection ( including pre or post inspection assurance/attestation)
Services relating to regulatory licensing (including application assurance/attestation)
Regulatory filing and reporting
Responsibilities: Your key responsibilities
Taking ownership on work streams on engagements.
Working as part of a larger team and day to day communication with clients
Taking responsibility for the conduct of reviews and preparation of reports according to EY methodology, making oral presentations of findings/recommendations to client's management team(s)
Identifying the impact of forthcoming regulatory change, and support clients on the potential impact.
Supporting technical analysis and becoming a subject matter expert on topics
Identifying and documenting key systems and controls for demonstrating compliance with applicable SFC/HKMA regulations.
Technical research, responding to consultation papers from relevant regulatory bodies, participating in the development of EY thought leadership materials
Requirements: To qualify for the role you must have
At least 3 years' relevant experience in providing audit services for the financial services industry
Knowledge and experience within the Wealth and Asset management or Banking and Capital Markets sector, with a strong understanding of the regulatory challenges within the Hong Kong/Greater China market
Detailed understanding of the SFC or HKMA requirements
Experienced in performing controls and assurance related regulatory projects
Strong report writing skills and excellent communication/presentation skills
Experience with regulatory bodies ideal.
Proficiency in Putonghua is an advantage
What working at EY offers
Support, coaching and feedback from some of the most engaging colleagues around
Opportunities to develop new skills and progress your career
The freedom and flexibility to handle your role in a way that's right for you
As a global leader in assurance, tax, transaction and advisory services, we're using the finance products, expertise and systems we've developed to build a better working world. That starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. Whenever you join, however long you stay, the exceptional EY experience lasts a lifetime. And with a commitment to hiring and developing the most passionate people, we'll make our ambition to be the best employer by 2020 a reality.
If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.