Internal Audit â?? Front Office Controls â?? Investment Banking
Alexander Ash Consulting
Application
Details
Posted: 19-Jun-24
Location: London, United Kingdom
Type: Full-time
Internal Number: 1070196
Internal Audit â?? Front Office Controls â?? Investment Banking
My client, a Tier 1 Investment Bank, is looking for a number of Internal Audit specialists to join on a contract basis, The ideal candidate will be a qualified accountant with a professional services background.
Key responsibilities: � Undertake periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness. � Develop productive working relationships with senior Front Office management to ensure they understand their risks and have controls and processes in place to manage those risks. � Challenge the completion of operational risk and control self assessments. � Review how issues identified are resolved and whether actions taken are suitable and sustainably implemented. � Work with the Front Office Supervisor team in providing opinions and views on the status of controls in the various asset classes across the front office.
Key requirements: � ACCA / CIMA / ACA qualified � Have a good understanding of Markets (traded products) and Investment Banking products within a major financial institution. � An understanding of modern governance, risk and control assessment techniques. � Experience in one or more of the following areas: a front office supervisor role, COO role, internal audit, operational risk management or related disciplines, in the financial services industry. � Networking & Senior Stakeholder Management skills and able to Negotiate and Influence effectively. � Good organization, planning and project management abilities. � Full understanding of the key market, credit and operational risks operating across each main asset class operating in a major trading floor and IBD business. � Excellent communication abilities with well developed report writing skills and presentational skills